facebook twitter instagram linkedin google youtube vimeo tumblr yelp rss email podcast phone blog search brokercheck brokercheck Play Pause

Important Disclosure Information

Encompass Advisors, Ltd. (“EA”) is a North Carolina registered investment adviser located in Brevard, North Carolina. EA and its representatives are in compliance with the current filing requirements imposed by the SEC upon North Carolina registered investment advisers by those states in which EA maintains clients. EA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. EA’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links.

Accordingly, the publication of EA’s web site on the Internet should not be construed by any consumer and/or prospective client as EA’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by EA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of EA, please contact the SEC or the state securities regulators for those states in which EA maintains a notice filing. A copy of EA’s current written disclosure statement discussing EA’s business operations, services, and fees is available from EA upon written request.

EA does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to EA’s web site or incorporated herein, and takes no responsibility therefore. EA is not responsible for, nor does it necessarily agree or concur with such discussions, publications, articles, information or content and/or the statements, opinions, or conclusions of authors of all such material. Such statements, opinions, or conclusions do not necessarily reflect, nor are they representative of, those of EA. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by EA) will be profitable or equal any historical performance level(s).

Certain portions of EA’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, EA’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from EA, or from any other investment professional. EA is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if EA is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of EA by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.

Each client and prospective client agrees, as a condition precedent to his/her/their access to EA’s web site, to release and hold harmless EA, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/their actions and/or omissions which are independent of his/her/their receipt of personalized individual advice from EA.